DFX Intelligence

RIA Intelligence

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Private fund

I•• O••••••••• F••• 1• L•••

Private Equity Fundadvised byI••••• C••••••• L••asset manager805-9984145142IAPD
Gross asset value
$6.3M
as of Oct 23, 2024; not a fund size
Peak GAV
$49.6M
highest filing
Owners
84
beneficial owners reported
Minimum investment
$12,500
as reported
Adviser and related own
1%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
6%
Reported
42 filings
Mar 28, 2014 to Oct 23, 2024
Reporting history
one row per Form ADV filing
Gross asset value$6.3M as of Oct 23, 2024
Mar 28, 2014$31.5M then
Owners84 as of Oct 23, 2024
Mar 28, 201487 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Cayman Islandsreported
Clients solicited
yes, 56% of the adviser's clients investedreported
Form D file number
021-207919reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • First Republic Bank
    San Francisco, California
  • National Financial Services LLC
    Boston, Massachusetts
  • Raymond James & Associates, Inc.
    Saint Petersburg, Florida
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
1.0%reportedadviser and related persons