DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

A•••• I••••••••• • R•••••• R•••••••• O••••••••• F••• I• C•••••• L•

Private Equity Fundadvised byJ••• M••••• I••••••••• M••••••••• I•••asset manager805-9987959204no longer reportedIAPD
Gross asset value
$22.6M
as of Dec 6, 2018; not a fund size
Peak GAV
$123M
highest filing
Owners
9
beneficial owners reported
Minimum investment
$10.0M
as reported
Adviser and related own
1%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
100%
Reported
38 filings
Mar 31, 2014 to Dec 6, 2018
Reporting history
one row per Form ADV filing
Gross asset value$22.6M as of Dec 6, 2018
Mar 31, 2014$48.6M then
Owners9 as of Dec 6, 2018
Mar 31, 20141 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
feeder of 805-4403488890reported
Fund of funds
noreported
Organized in
Cayman Islandsreported
Clients solicited
yes, 1% of the adviser's clients investedreported
Form D file number
none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
No custodian reported.
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
1.0%reportedadviser and related persons