DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

SEC-registered adviser

J••• M••••• I••••••••• M••••••••• I•••

Asset manager (funds and pooled vehicles)New York, New YorkCRD 107038SEC 801-21011website IAPD

Latest filing Aug 26, 2026

First filing on the tape Nov 30, 2011 · 112 filings

SEC status approved since Apr 4, 1984

RAUM

$3519B

reported, Item 5.F

Discretionary

99%

of RAUM

Private clients

0.4%

$13B individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$72B

derived; firm RAUM over IAPD count

Employees

3,194

2,260 advisory (5.B.1)

Offices

266

beyond the principal office

Private funds

239

reported on Schedule D

History

112 filings and snapshots on the tape

RAUM$3519B as of Aug 26, 2026

Mar 30, 2012$707B then

HNW client RAUM$13B as of Aug 26, 2026

Mar 30, 2018$14.1M then

State-registered IARs (5.B.3)0 as of Aug 26, 2026

Mar 28, 20136 then

Employees (5.A)3,194 as of Aug 26, 2026

Mar 28, 20131,977 then

Private funds239 as of Aug 26, 2026

Mar 30, 2012104 then

RAUM +18% over the last fiscal year+20% a year over threeIARs 0 to 0offices 272 to 266

Practice profile

derived from the filing of Aug 26, 2026; every figure names its basis

Archetypes, each a printed rule

Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients

RAUM per advisor: $72BderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 0derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $854MderivedHNW RAUM over HNW clients
Average account: $26.6MderivedRAUM over accounts (5.F.2.f)
Discretionary: 99%derivedof RAUM
Institutional: 14%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 65.2derivedItem 5.A over advisors
Advisors per office: 0.2derived267 offices incl. principal (1.F.5)
RAUM growth, one year: +18%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: +7.1%derived
Compensation: percentage of assets, fixed fees, performance-basedreportedItem 5.E
Advisory activities: portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
Wrap fee program: participatesreportedItem 5.I
Custody: $100B, 165 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)
an independent public accountant performs a surprise examination (9.C.1)
a related person acts as qualified custodian (9.D.2)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Investment companies$1823B53%
Pooled investment vehicles$883B26%
Corporations and businesses$227B6.6%
Pension and profit-sharing plans$198B5.8%
Insurance companies$131B3.8%
Sovereign wealth funds$69B2.0%
State and municipal entities$64B1.9%
Charitable organizations$24B0.7%
High-net-worth individuals$13B0.4%
Other investment advisers$6.5B0.2%
Banks and thrifts$1.3B0.0%

Individual clients: 0reported
HNW clients: 15reported
Pension plan clients: 892reported
Charitable clients: 200reported
Accounts: 132,150reported
Financial planning clients: reported
Wrap fee programs: $0 sponsored, $79B managedreported
Custody of client assets: $100B for 165 clientsreported
Compensation: % of AUM, fixed, performancereported
Class basis: private_client_share=0.0 fund_share=0.77 institutional_share=0.14 related_bd=true related_bank=true bd_reps=843.0derived

Advisors registered through the firm

49 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
J••• A•••• W••••••	New York, Ny	Sep 15, 2020	20 y	1
G••••••• D•••••••••	New York, Ny	Sep 15, 2020	23 y	0
T••• J••••• P••••••	New York, Ny	Sep 15, 2020	38 y	0
K••• J••• B•••••••	New York, Ny	Sep 15, 2020	28 y	0
A••••• P••••• B••••••	New York, Ny	Sep 15, 2020	25 y	0
B••••••• M•••••• P•••••	New York, Ny	Sep 15, 2020	24 y	1
S•••••• A••••• D•••••	New York, Ny	Sep 15, 2020	38 y	0
D•••• E• S••••••••	New York, Ny	Sep 15, 2020	37 y	0
J••••• H•••• B••••••	New York, Ny	Sep 15, 2020	24 y	0
M•••••• R••••• M••••	New York, Ny	Sep 15, 2020	32 y	2
A••• M••••••• V••••••••• H•••••	New York, Ny	Sep 15, 2020	27 y	0
C••••• A••• W••••	New York, Ny	Sep 23, 2020	32 y	1
K•••• M•••••••	New York, Ny	Sep 24, 2020	26 y	0
K•••• V•••• S•••	New York, Ny	Sep 24, 2020	21 y	0
M•••••• R••••• C•••••	New York, Ny	Sep 24, 2020	24 y	0
F••••• K••••••••	New York, Ny	Sep 24, 2020	22 y	0
T••• L•• N•••	New York, Ny	Sep 24, 2020	20 y	0
K•••••• B••••••	New York, Ny	Sep 24, 2020	21 y	0
M••••••• B•••••••••	New York, Ny	Sep 24, 2020	21 y	0
S•••••• S•••• B••	New York, Ny	Oct 5, 2020	29 y	0
J••••• D• W•••••	New York, Ny	Oct 5, 2020	21 y	0
R••••• T••••	New York, Ny	Oct 27, 2020	15 y	0
A•••••• S••••••	Ciudad De Mexico	Oct 27, 2020	17 y	0
M•••••• J••••• C••••••••	New York, Ny	Jan 20, 2021	13 y	0
J•••• F• C••••••	New York, Ny	Jan 20, 2021	36 y	0
D•••• G••••• W•••••••••	New York, Ny	Jan 20, 2021	33 y	0
L•••• H••••	New York, Ny	Jan 20, 2021	21 y	0
C••••••••• P• B•••••	New York, Ny	Jan 22, 2021	20 y	0
D••••• P• F•••••	New York, Ny	Jan 22, 2021	23 y	0
J••••••• G•••••••	New York, Ny	Jan 22, 2021	22 y	2
H•••• A••• F•••••	New York, Ny	Jan 22, 2021	21 y	1
L••••••• H• L••	New York, Ny	Jan 22, 2021	26 y	0
L••••••• E••••• P•••••••	New York, Ny	Jan 26, 2021	33 y	0
D•••• M•••• F•••••	New York, Ny	Jan 28, 2021	27 y	0
J•••• G••••• S•••••	New York, Ny	Jan 28, 2021	13 y	0
M•••••• P•••• F•••••	New York, Ny	Jan 28, 2021	25 y	0
M••••• G••••	New York, Ny	Jan 28, 2021	29 y	0
J••• L••••••• C••••••	New York, Ny	Feb 24, 2021	32 y	1
N••••• K•••••	New York, Ny	Feb 26, 2021	12 y	0
S•••• B•••••••	New York, Ny	Mar 8, 2021	27 y	0

All 49 advisors at J••• M••••• I••••••••• M••••••••• I•••

Advisor movement

0 left, 0 joined in 12 months

net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount2 left over 36 months

Left, latest

C••••••••• M•••••• to U•• F•••••••• S••••••• I•••
May 13, 2025 · Other
J•••• M•••••• A••••• to B•••••• F•••••••• G•••• L••
Jun 5, 2024 · Other
F•••• A•••••• G•••••• to V•••• C••••••• I•••
Sep 18, 2018 · Other
M•••••• R• B•••• to E••••• J••••
Nov 10, 2009 · Other
T••••• W• S•••• to C•••• I••••••••• S••••••• C••••
Nov 10, 2009 · Other
C••• O••••• S••••••• to A•••••••• F•••• M••••••••• L••
Nov 10, 2009 · Other
S•••••••• S••• to J••• M••••• S••••••••• L••
Nov 10, 2009 · Other
J•••• M•••••• A••••• to H••••••••• F•••••••• A•••••••
Nov 10, 2009 · Other
J••••• S••••• H••• to T••• V••• I•••••••••
Nov 10, 2009 · Other
M•••••• L••••• to S•••••••• A••••••• L••
Nov 10, 2009 · Other
D••••• W••••• to N•••• P•••• P•••••••• M••••••• C•••••••••
Nov 10, 2009 · Other
C••• A•••• H••••• to J••• M••••• S••••••••• L••
Nov 10, 2009 · Other
J••••• F• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Nov 10, 2009 · Other
M•••••• P• H••• to J••• M••••• S••••••••• L••
Nov 10, 2009 · Other
D•••• W•••• M••••••• to P•• W••••• M•••••••••
Nov 10, 2009 · Other

Joined, latest

V•••• T• P•••••• from J••• M••••• P•••••• I••••••••• I•••
Mar 10, 2021 · Other
J••• L••••••• C•••••• from J••• M••••• P•••••• I••••••••• I•••
Feb 24, 2021 · Other
J••••••• G••••••• from L•••••••• A•••• M••••••••• L••
Jan 22, 2021 · Other
H•••• A••• F••••• from T••••••••• L••
Jan 22, 2021 · Other
C••••• A••• W•••• from J••• M••••• A•••• M•••••••••
Sep 23, 2020 · Other
B••••••• M•••••• P••••• from J••• M••••• A•••• M•••••••••
Sep 15, 2020 · Other
M•••••• R••••• M•••• from J••• M••••• A•••• M•••••••••
Sep 15, 2020 · Other
J••• A•••• W•••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Sep 15, 2020 · Other
J••• J• H•••• from B•••••••• I••••••••• M••••••••• L••
Dec 12, 2008 · Other
D••••• W••••• from R•••••• J•••• • A••••••••• I•••
May 23, 2008 · Other
D•••••• D•••• L•••••• from A••••••••• F•••••••• S•••••••• L••
May 23, 2008 · Other
T••• E••••• S••• from C•••• I••••••••• S••••••• C••••
Jan 17, 2007 · Other
A•• V••••••• S••• from C••••••••• I••••••••• L••
Aug 24, 2006 · Other
T•••••• H••••• I•••• from A• G• E•••••• • S•••• I•••
May 5, 2006 · Other
A••••• M••••• M•••••• from J••• M••••• A•••• M•••••••••
Jan 12, 2006 · Other

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

2 joined from J••• M••••• P•••••• I••••••••• I•••
Feb 24, 2021 · New York, Ny

Teams out Teams in

Private funds

200 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
I•• I•••• H•••••• S•••	Other Private Fund	$20B	0	Mar 30, 2012
I•• U• H•••••• 2• L•	Other Private Fund	$18B	0	Mar 30, 2012
G•• C••••••••• M••••••• L••• P••••••••• L•••	Other Private Fund	$4.6B	1	Jun 28, 2023
I•• U• 1• L•	Other Private Fund	$4.5B	111	Mar 30, 2012
I•• U• 1• H••••• L•	Other Private Fund	$4.3B	68	Mar 31, 2019
I•• L••••••••• 1• S•••	Other Private Fund	$4.3B	125	Mar 30, 2020
I•• H••••• L•	Other Private Fund	$4.0B	111	Mar 31, 2019
I•• E•••• H••••• L•	Other Private Fund	$2.9B	108	Mar 30, 2020
I•• C••••••• 2• L•	Other Private Fund	$2.7B	49	Mar 30, 2012
I•• L•	Other Private Fund	$1.9B	188	Mar 30, 2012
P•••• L•••••••• F••• L••	Liquidity Fund	$1.8B	41	Jan 13, 2017
I•• L••••••••• 1• H••••• S•••	Other Private Fund	$1.7B	58	Mar 30, 2020
I•• C••••• 1• H••••• L••	Other Private Fund	$1.5B	121	Mar 31, 2019
S•• G••••• L•	Real Estate Fund	$1.5B	3	Mar 30, 2012
I•• C••••••• 1• H••••• L•	Other Private Fund	$1.4B	84	Mar 31, 2019
I•• C••••••• 1• L•	Other Private Fund	$1.4B	40	Mar 30, 2012
P•• G••••• P•••••• E••••• X• •••••••• L•••	Other Private Fund	$1.4B	5	Mar 31, 2022
U••• R••• E••••• I••••• A•• G••••• D•••••••• L•	Other Private Fund	$1.4B	217	Mar 30, 2012
P•• G••••• P•••••• E••••• X• •••••••• L•••	Other Private Fund	$1.4B	5	Mar 31, 2023
I•• U• H•••••• L•no longer reported	Other Private Fund	$1.3B	0	Mar 30, 2012
G••••• T•••••••• I••••• F••• F••••• L••	Other Private Fund	$1.1B	9	Mar 31, 2019
L••••••• S•••••• S••••••••• I•	Hedge Fund	$992M	104	Feb 28, 2022
I•• A••••••••• 1• T••••	Other Private Fund	$989M	21	Mar 30, 2016
G•• U• C•• F•••	Other Private Fund	$974M	1	Jun 28, 2023
I•• C••••••• 4• L•	Other Private Fund	$942M	4	Mar 30, 2016
J••• M••••• S•••••••• P•••••• E••••• I•••••••• L••no longer reported	Other Private Fund	$886M	525	Mar 30, 2012
C••••••••• M••••••• I••••• F••• H•••••• L•	Other Private Fund	$852M	1	Mar 31, 2022
P•• G••••• P•••••• E••••• X• S••• S•••••••••	Other Private Fund	$844M	109	Mar 31, 2022
U••• R••• E••••• M•••••••• D••• F••• L•	Other Private Fund	$836M	75	Mar 30, 2020
2•• G••••• M••••• F••• I• S•••••••	Private Equity Fund	$819M	228	Jun 9, 2023
P•• C••••••••• F••• L•••	Other Private Fund	$808M	70	Mar 31, 2021
I•• D•••• 1• C••••• L•••	Other Private Fund	$784M	3	Mar 30, 2012
P•• G••••• P•••••• E••••• X• S••• S•••••••••	Other Private Fund	$770M	107	Mar 31, 2023
L••••••• S•••••• S••••••••• F••• I• ••••• S•••	Hedge Fund	$762M	79	Feb 28, 2022
P•• G••••• P•••••• E••••• I• L•••	Other Private Fund	$758M	48	Mar 30, 2020
P•• G••••• P•••••• E••••• V•• L•••	Other Private Fund	$735M	31	Mar 31, 2019
I•• T•• E••••• H••••• L•	Other Private Fund	$729M	53	Mar 31, 2022
P•• G••••• P•••••• E••••• V••• L•••	Other Private Fund	$700M	34	Mar 30, 2020
C•••••• P•••••• E••••• F••• L•••	Other Private Fund	$669M	3	Mar 31, 2019
P•• G••••• P•••••• E••••• V•• O••••••• S•••••• L•••	Other Private Fund	$642M	34	Mar 31, 2019

All funds of J••• M••••• I••••••••• M••••••••• I•••

Owners and control persons

Schedule A and B, latest filing

D••••••• J•••• T••••• · D•••••Or / President / Ceo / Head Of Global L••••••••control
since 02/2015 · owns less than 5%
D•••• J••• C•••••••• · D•••••Orcontrol
since 02/2015 · owns less than 5%
G••••• G•••••• C••••• W•••• · D•••••Or/Chairmancontrol
since 06/2012 · owns less than 5%
H••••• B•••••••• A• · D•••••Or, Chief Financial Officer, Treasurercontrol
since 05/2023 · owns less than 5%
L••••••••• J••••••• I••••• M• · D•••••Or / Head Of Global P•••••• M•••••• And Customized Solutionscontrol
since 12/2019 · owns less than 5%
L•••••• A•••••• L• · D•••••Or / Head Of Americas, Clientcontrol
since 03/2021 · owns less than 5%
M••••••• R•••••• C•••••• · D•••••Or /Head Of Global F•••• I•••••, Currency & C•••••••••control
since 02/2015 · owns less than 5%
P••• A••••• C••••• · D•••••Or / Head Of Global A•••••••••Scontrol
since 01/2017 · owns less than 5%
P•••••• A•••••• R•••••• · D•••••Or / Am Cao / Head Of Global Client Service / Senior Business M••••••control
since 02/2015 · owns less than 5%
Q••••••• P•••• A•••••• · D•••••Or/Head Of Global Equitiescontrol
since 03/2006 · owns less than 5%
B••••••• P••••• V••••• · General Counsel, Asset Management
since 08/2019 · owns less than 5%
M••••••••• K••••••••• G••• · Secretary
since 12/2021 · owns less than 5%
O••••• J•••• L• · Chief Compliance Officer
since 08/2020 · owns less than 5%

Entity owners

J••••••• A•••• M••••••••• H••••••• I••• · Shareholder
direct · owns 75% or more
J••••••• C•••• • C•• · 100% Shareholder
indirect · owns 75% or more of J••••••• C•••• H••••••• L•• · public reporting company
J••••••• C•••• H••••••• L•• · 100% Shareholder
indirect · owns 75% or more of J••••••• A•••• M••••••••• H••••••• I•••

Related persons

Schedule D 7.A

5•• F•••• A••••• C•••••••••
pooled vehicle sponsory
5•••
investment advisernRAUM $37B
B••• S•••••• A•••• M••••••••• I•••
investment adviserpooled vehicle sponsorn
B•••••• E••••• I••••••••• D••••••••• M••••••••• C••• L•••
investment adviserpooled vehicle sponsorn
D•••• L••
pooled vehicle sponsory
G•••••••• R• V••••••• 2• L••
pooled vehicle sponsory
G•••••••• R• V••••••• L•••• L••
pooled vehicle sponsory
G•••••••• R• V••••••• L••
pooled vehicle sponsory
H••••••••• C•••••• M••••••••• L••
investment adviserbankpooled vehicle sponsornRAUM $7.6B
J••• M••••• ••••••• S•
custodiann
J••••••• A••••••••• A•••• M•••••••••
investment adviserbankpooled vehicle sponsorLP sponsornRAUM $30B
J••• M••••• A•••• M••••••••• R••• E••••• ••••••• S••
investment adviserinvestment companypooled vehicle sponsorn
J••• M••••• G• ••• L••••••
pooled vehicle sponsorn
J.P. M••••• I••••••••• Investments
broker-dealernRAUM $14B
J••• M••••• P•••••• I••••••••• I•••
investment adviserbankpooled vehicle sponsornRAUM $470B
J••• M••••• P•••••• W••••• A••••••• L••
investment adviserbanknRAUM $86B
J••• M••••• S•
custodiann
J••• M••••• S••••••••• L••
broker-dealerinvestment advisertrust companyLP sponsorCPO or CTAreal estatecustodiannRAUM $430B
J••• M••••• T•••• C•••••• O• D•••••••
n
J•• I• C••••• S•• M•••••• C••••
pooled vehicle sponsorn
J•••• 4•• S••••• G• L••
pooled vehicle sponsory
J•••• 4•• S••••• I••••••• L••
pooled vehicle sponsory
J•••• D••• I••••••••• G• ••• L••
pooled vehicle sponsory
J•••• H•• M•••••• L••
pooled vehicle sponsory
J•••• M••• G• ••• L••
pooled vehicle sponsory
J•••• M••• I••••••• ••• L••
pooled vehicle sponsory
J•••• N•••••• C•••• I•• L••
pooled vehicle sponsory
J•••• N•••••• C•••• I••• L••
pooled vehicle sponsory
J•••• N•••••• C•••• I•• L••
pooled vehicle sponsory
J•••• N•••••• C••••• L••
pooled vehicle sponsory

Advisers that list J••• M••••• I••••••••• M••••••••• I••• as a related person

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
New York, Ny · principal	47	1	0
Columbus, Oh	3	0	0

Offices

Schedule D 1.F, the 25 largest

New York, NY1,203 employees
London, United Kingdom222 employees
Columbus, OH216 employees
Chicago, IL63 employees
Jersey C•••, NJ55 employees
I••••Napolis, IN34 employees
Los Angeles, CA32 employees
Boston, MA18 employees
San Francisco, CA11 employees
Newark, DE9 employees
Dallas, TX6 employees
Plano, TX2 employees
Miami, FL2 employees
West Palm Beach, FL1 employees
Houston, TX1 employees
New York, NY1 employees
Plano, TX1 employees
Brooklyn, NY
Austin, TX
New York, NY
Shawnee, KS
Acworth, GA
Atlanta, GA
Houston, TX
Jersey C•••, NJ

ADV anomalies

1 against comparable advisers; where to look, not conclusions

high office count relative to headcountStatic outlier · filing Aug 26, 2026
offices per registered advisor of 5.4 against a peer median of 0.2 (36 comparable advisers, 100.0th percentile, 27.7 robust deviations)
peers: ASSET_M••••••, $20B and over (36) · 100% percentile

How anomalies are measured

What changed

consecutive filings, newest first

Private funds · 235 to 239
Jun 30, 2026 to Aug 26, 2026
Private funds · 233 to 235
May 8, 2026 to Jun 30, 2026
Accounts · 114,499 to 132,150
Jan 23, 2026 to Mar 31, 2026
Advisory employees · 2,143 to 2,260
Jan 23, 2026 to Mar 31, 2026
BD registered reps · 832 to 843
Jan 23, 2026 to Mar 31, 2026
Charity clients · 179 to 200
Jan 23, 2026 to Mar 31, 2026
Corporate clients · 427 to 461
Jan 23, 2026 to Mar 31, 2026
HNW clients · 14 to 15
Jan 23, 2026 to Mar 31, 2026
Pension plan clients · 874 to 892
Jan 23, 2026 to Mar 31, 2026
Pooled vehicle clients · 289 to 305
Jan 23, 2026 to Mar 31, 2026
Assets in custody · $72B to $100B
Jan 23, 2026 to Mar 31, 2026
Employees · 3,186 to 3,194
Jan 23, 2026 to Mar 31, 2026
Other offices · 272 to 266
Jan 23, 2026 to Mar 31, 2026
Private funds · 212 to 233
Jan 23, 2026 to Mar 31, 2026
Discretionary RAUM · $2961B to $3494B
Jan 23, 2026 to Mar 31, 2026
HNW RAUM · $4.7B to $13B
Jan 23, 2026 to Mar 31, 2026
Non-discretionary RAUM · $24B to $25B
Jan 23, 2026 to Mar 31, 2026
Pension RAUM · $168B to $198B
Jan 23, 2026 to Mar 31, 2026
Pooled vehicle RAUM · $697B to $883B
Jan 23, 2026 to Mar 31, 2026
RAUM · $2985B to $3519B
Jan 23, 2026 to Mar 31, 2026
Wrap assets (manager) · $62B to $79B
Jan 23, 2026 to Mar 31, 2026
Private funds · 210 to 212
Nov 26, 2025 to Jan 23, 2026
Private funds · 208 to 210
Jul 30, 2025 to Nov 26, 2025
Financial planning clients · unset to
Jun 11, 2025 to Jul 30, 2025
Accounts · 92,898 to 114,499
Nov 8, 2024 to Mar 31, 2025
Advisory employees · 2,112 to 2,143
Nov 8, 2024 to Mar 31, 2025
BD registered reps · 822 to 832
Nov 8, 2024 to Mar 31, 2025
Charity clients · 177 to 179
Nov 8, 2024 to Mar 31, 2025
Corporate clients · 357 to 427
Nov 8, 2024 to Mar 31, 2025
Pension plan clients · 848 to 874
Nov 8, 2024 to Mar 31, 2025
Pooled vehicle clients · 284 to 289
Nov 8, 2024 to Mar 31, 2025
Assets in custody · $31B to $72B
Nov 8, 2024 to Mar 31, 2025
Employees · 3,167 to 3,186
Nov 8, 2024 to Mar 31, 2025
Other offices · 279 to 272
Nov 8, 2024 to Mar 31, 2025
Private funds · 201 to 208
Nov 8, 2024 to Mar 31, 2025
Discretionary RAUM · $2526B to $2961B
Nov 8, 2024 to Mar 31, 2025
HNW RAUM · $4.2B to $4.7B
Nov 8, 2024 to Mar 31, 2025
Non-discretionary RAUM · $23B to $24B
Nov 8, 2024 to Mar 31, 2025
Pension RAUM · $143B to $168B
Nov 8, 2024 to Mar 31, 2025
Pooled vehicle RAUM · $589B to $697B
Nov 8, 2024 to Mar 31, 2025

Signals

18 dated events

J••• M••••• I••••••••• M••••••••• I••• reported 266 offices beyond its principal office, down from 272 (2026-01-23 to 2026-03-31)
Mar 31, 2026 · Office count change · derived
C••••••••• M•••••• left J••• M••••• I••••••••• M••••••••• I••• for U•• F•••••••• S••••••• I••• (registered 2025-07-02)
May 13, 2025 · Advisor changed firm · fact
J••• M••••• I••••••••• M••••••••• I••• reported 272 offices beyond its principal office, down from 279 (2024-11-08 to 2025-03-31)
Mar 31, 2025 · Office count change · derived
J•••• M•••••• A••••• left J••• M••••• I••••••••• M••••••••• I••• for B•••••• F•••••••• G•••• L•• (registered 2021-12-02)
Jun 5, 2024 · Advisor changed firm · fact
J••• M••••• I••••••••• M••••••••• I••• reported RAUM $2.5T, up 27% from $2.0T (2023-11-28 to 2024-03-29)
Mar 29, 2024 · RAUM change · derived
J••• M••••• I••••••••• M••••••••• I••• reported 279 offices beyond its principal office, up from 262 (2023-11-28 to 2024-03-29)
Mar 29, 2024 · Office count change · derived
M•••••• Craig Sullivan (Director / Treasurer / Cfo) no longer on Schedule A of J••• M••••• I••••••••• M••••••••• I••• (listed 2023-03-31, absent 2023-06-09)
Jun 9, 2023 · Control person left · inference
A B••••••• H•••• (Director, Chief Financial Officer, Treasurer) appeared on Schedule A of J••• M••••• I••••••••• M••••••••• I•••
Jun 9, 2023 · Control person joined · fact
J••• M••••• I••••••••• M••••••••• I••• reported 262 offices beyond its principal office, up from 240 (2023-01-19 to 2023-03-31)
Mar 31, 2023 · Office count change · derived
J••• M••••• I••••••••• M••••••••• I••• reported 240 offices beyond its principal office, up from 68 (2022-03-08 to 2022-03-31)
Mar 31, 2022 · Office count change · derived
J••• M••••• I••••••••• M••••••••• I••• reported 68 offices beyond its principal office, up from 62 (2021-01-07 to 2021-03-31)
Mar 31, 2021 · Office count change · derived
Alan M•••••• Camacho (Director / Global Head Of Investment Platform / Managing Director) no longer on Schedule A of J••• M••••• I••••••••• M••••••••• I••• (listed 2021-01-07, absent 2021-03-31)
Mar 31, 2021 · Control person left · inference
L A••••• L••••• (Head Of Americas, Client) appeared on Schedule A of J••• M••••• I••••••••• M••••••••• I•••
Mar 31, 2021 · Control person joined · fact
Mark Lawrence Unrein (Director/Head Of Global Private Equity / Managing Director) no longer on Schedule A of J••• M••••• I••••••••• M••••••••• I••• (listed 2020-11-09, absent 2020-12-04)
Dec 4, 2020 · Control person left · inference
J••• M•••••• O'Brien (Director / Managing Director) no longer on Schedule A of J••• M••••• I••••••••• M••••••••• I••• (listed 2020-08-28, absent 2020-10-23)
Oct 23, 2020 · Control person left · inference
M•••••• Craig Sullivan (Director / Treasurer / Cfo / Managing Director) appeared on Schedule A of J••• M••••• I••••••••• M••••••••• I•••
Feb 26, 2020 · Control person joined · fact
I•••• M•••••• J••••••• L•••••••• (Head Of Asset Management Solutions / Managing Director) appeared on Schedule A of J••• M••••• I••••••••• M••••••••• I•••
Feb 26, 2020 · Control person joined · fact
Ann Megan Mcclellan (Director/ Treasurer/ Cfo/ Managing Director) no longer on Schedule A of J••• M••••• I••••••••• M••••••••• I••• (listed 2020-02-25, absent 2020-02-26)
Feb 26, 2020 · Control person left · inference

Across DFX

shared identifiers only, never a name match

J••• M••••• I••••••••• M••••••••• I••• · Independent Sponsors
shared crd · capital_provider
J••• M••••• I••••••••• M••••••••• I••• · Private Equity
shared crd · organization

How to reach

public business contact points only, each with its source

Firm profile: linkedin.com/company/jpmorganassetmanagementreportedpublic record, Form ADV, Sep 18, 2026
Website: am.jpmorgan.com/us/en/asset-managementreportedpublic record, Form ADV, Sep 18, 2026
Principal office phone: (800) 343-1113reportedpublic record, Form ADV, Aug 26, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: $72Bderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026

Across the graphs

J••• M••••• I••••••••• M••••••••• I••• is the same institution as 1 record in Real Estate Funds.

Real Estate Funds1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

Checking your plan…