DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Bernzott Capital Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Patrick Alexander Fischoeder | Bernzott Capital Advisors mixed wealth | Anchor Capital Advisors LLC mixed wealth | RIA to RIA | Oct 30, 2023 | Mar 6, 2024 (128 d) |
| Peter Eugene Girolamo | Bernzott Capital Advisors other | Retirement Wealth Center Inc state registered | Other | Oct 30, 2017 | Jul 19, 2017 |
| Brent Lee Honea | Bernzott Capital Advisors other | Lucia Capital Group other | Other | Dec 16, 2011 | Jun 12, 2012 (179 d) |
| Stephen Richard Soper | Bernzott Capital Advisors other | Td Ameritrade Investment Management, LLC other | Other | Dec 17, 2007 | Apr 11, 2008 (116 d) |
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4 moves match.