DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Fai Wealth Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Skyler D HutchesonFai Wealth Management independent RIACwm, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 4, 2023Aug 21, 2023
Hope Elliott CampbellFai Wealth Management independent RIACwm, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 4, 2023Aug 21, 2023
Daniel M KellyFai Wealth Management independent RIARaymond James & Associates, Inc. national BDRIA to affiliated broker-dealer or bankFeb 4, 2022Nov 7, 2024 (1007 d)
Lyn Ann DippelFai Wealth Management independent RIABay Point Wealth independent RIARIA to RIAAug 27, 2020Jul 13, 2020
Benjamin Zai Min YeungFai Wealth Management independent RIASeaborn Financial, LLC independent RIARIA to RIAMay 27, 2020Jan 28, 2025 (1707 d)
Mary Jeanne ThompsonFai Wealth Management independent RIAReframe Financial Planning, LLC unclassifiedOtherMay 31, 2018Feb 15, 2019 (260 d)
Chad Joseph NorfolkFai Wealth Management otherWms Partners, LLC otherOtherJan 7, 2014Jan 10, 2014
Keith Leon BeverlyFai Wealth Management otherNew Paradigm Advisory Group unclassifiedOtherNov 30, 2007Jul 21, 2011 (1329 d)
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8 moves match.