DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Ferguson Wellman Capital Management, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jacqueline Thompson | Ferguson Wellman Capital Management, Inc. independent RIA | Allium Financial Advisors, LLC independent RIA | RIA to RIA | Apr 8, 2026 | Apr 21, 2026 |
| Matthew Stewart Sampson | Ferguson Wellman Capital Management, Inc. independent RIA | Arnerich Massena, Inc. mixed wealth | RIA to RIA | Nov 16, 2022 | Apr 3, 2023 (138 d) |
Page 1 of 1
2 moves match.