DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Gamco Asset Management Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Christopher Hart | Gamco Asset Management Inc. mixed wealth | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | Oct 18, 2021 | Jul 11, 2021 |
| William John Gilcher | Gamco Asset Management Inc. other | UBS Financial Services Inc. wirehouse | Other | Mar 15, 2012 | Mar 29, 2012 |
| Ryan Bartholomew Lacedonia | Gamco Asset Management Inc. other | E*Trade Capital Management, LLC other | Other | Apr 8, 2010 | Dec 16, 2011 (617 d) |
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3 moves match.