DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Capital Planning Corp
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| James Earl Kelley | Capital Planning Corp other | Cetera Advisor Networks LLC other | Other | Jan 27, 2014 | May 5, 1997 |
| David Lahmer Dunn | Capital Planning Corp other | Cetera Advisor Networks LLC other | Other | Jan 27, 2014 | May 24, 1999 |
| Stephen Patrick Emanuels | Capital Planning Corp other | Cetera Advisor Networks LLC other | Other | Jan 27, 2014 | Feb 26, 2004 |
| Michael Darrell Miller | Capital Planning Corp other | Cetera Advisor Networks LLC other | Other | Jan 27, 2014 | Apr 29, 1997 |
| Helen Carol Lee | Capital Planning Corp other | Morgan Stanley wirehouse | Other | Nov 11, 2008 | Jul 13, 2010 (609 d) |
| William Robert Gevers | Capital Planning Corp other | Cetera Advisor Networks LLC other | Other | Dec 31, 2005 | Jul 9, 1997 |
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6 moves match.