DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Penobscot Investment Management Company, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| John Thomas Ligget | Penobscot Investment Management Company, Inc. independent RIA | Corient independent RIA | RIA to RIA | Jul 17, 2023 | Oct 3, 2024 (444 d) |
| David John Costigan | Penobscot Investment Management Company, Inc. independent RIA | Slatestone Wealth LLC independent RIA | RIA to RIA | May 2, 2018 | Oct 16, 2018 (167 d) |
| Maryelizabeth Conlon-Kesse | Penobscot Investment Management Company, Inc. other | Reynders, Mcveigh Capital Management, LLC other | Other | Mar 14, 2016 | Feb 1, 2016 |
| Dwight Latham Davenport | Penobscot Investment Management Company, Inc. other | Vodia Capital, LLC other | Other | Oct 14, 2010 | Oct 21, 2010 |
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4 moves match.