DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Carmichael Hill & Associates Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| James Howard Stewart | Carmichael Hill & Associates Inc independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Dec 12, 2024 | Jan 6, 2025 |
| Matthew Lee Bacon | Carmichael Hill & Associates Inc independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Dec 12, 2024 | Dec 16, 2024 |
| Morgan Page Tester | Carmichael Hill & Associates Inc independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Dec 12, 2024 | Jan 13, 2025 (32 d) |
| Phillip Garrett | Carmichael Hill & Associates Inc independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Dec 12, 2024 | Jan 1, 2025 |
| Jeffrey Craig Grodsky | Carmichael Hill & Associates Inc independent RIA | Avantax Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Jun 30, 2020 | Sep 17, 2020 (79 d) |
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5 moves match.