DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Pageone Financial, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Joseph William Arena | Pageone Financial, Inc. other | Quartz Partners Investment Management no RAUM | Other | Dec 23, 2014 | Jan 27, 2015 (35 d) |
| Kyle Patrick Webber | Pageone Financial, Inc. other | Quartz Partners Investment Management no RAUM | Other | Dec 23, 2014 | Jan 27, 2015 (35 d) |
| David Paul Yahnian | Pageone Financial, Inc. other | Cetera Advisor Networks LLC other | Other | Feb 10, 2004 | Mar 11, 2004 |
| Harold William Tomlinson | Pageone Financial, Inc. other | Next Financial Group, Inc. other | Other | Oct 6, 2003 | Dec 29, 2000 |
| Clark David Dearmond | Pageone Financial, Inc. other | Sagepoint Financial, Inc. other | Other | Oct 6, 2003 | Sep 28, 2010 (2549 d) |
| Marie Caldera | Pageone Financial, Inc. other | LPL Financial LLC BD affiliated | Other | Oct 6, 2003 | Jul 10, 2025 (7948 d) |
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6 moves match.