DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from John G. Ullman & Associates, Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kelly Meyer Lewis | John G. Ullman & Associates, Inc independent RIA | Edelman Financial Engines mixed wealth | RIA to RIA | Aug 30, 2023 | Sep 26, 2023 |
| Shihui Mei Nelson | John G. Ullman & Associates, Inc independent RIA | Youya Wealth state registered | RIA to a state-registered adviser | Nov 8, 2021 | Jun 8, 2026 (1673 d) |
| James Allen Kaffenbarger | John G. Ullman & Associates, Inc other | Bck Partners, Inc. no RAUM | Other | Jan 4, 2010 | May 29, 2015 (1971 d) |
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3 moves match.