DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Yhb Investment Advisors Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Judith Peterson Havard | Yhb Investment Advisors Inc independent RIA | Stratos Wealth Partners, Ltd BD affiliated | RIA to affiliated broker-dealer or bank | May 14, 2026 | May 3, 2026 |
| Jared Porter Soper | Yhb Investment Advisors Inc independent RIA | Sky Investment Group LLC independent RIA | RIA to RIA | Jul 1, 2020 | Jul 3, 2020 |
| Steven Thomas Hannigan | Yhb Investment Advisors Inc other | Ggm Wealth Advisors other | Other | Feb 24, 2016 | Mar 7, 2016 |
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3 moves match.