DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Merriman, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Thomas Charles Cock | Merriman, LLC other | Vestory, LLC other | Other | Mar 5, 2010 | Nov 6, 2009 |
| Richard Lloyd Miller | Merriman, LLC other | Sunrise Planning & Advisory LLC state registered | Other | Aug 28, 2008 | Jan 24, 2020 (4166 d) |
| Edward Lee Ward | Merriman, LLC other | Robinswood Financial other | Other | Dec 18, 2006 | Mar 14, 2007 (86 d) |
| Rachele Solomae Bouchand | Merriman, LLC other | Cawaring Financial Planning, LLC unclassified | Other | Mar 21, 2006 | Jan 3, 2007 (288 d) |
| Wayne Edward Lockwood | Merriman, LLC other | Cetera Advisor Networks LLC other | Other | Aug 29, 2005 | Jan 4, 2006 (128 d) |
Page 1 of 1
5 moves match.