DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
R••••••••• F••••••••
Legal name R••••••••• F•••••••• L••
Latest filing Jul 28, 2026
First filing on the tape Apr 2, 2012 · 20 filings
SEC status approved since Aug 20, 2007
RAUM
$453M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
97%
$438M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$64.7M
derived; firm RAUM over IAPD count
Employees
6
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$453M as of Jul 28, 2026
Apr 2, 2012$223M then
HNW client RAUM$324M as of Jul 28, 2026
Mar 26, 2018$181M then
State-registered IARs (5.B.3)0 as of Jul 28, 2026
Apr 2, 20120 then
Employees (5.A)6 as of Jul 28, 2026
Mar 28, 20136 then
Private funds: no history
RAUM +24% over the last fiscal year+14% a year over threeIARs 5 to 0
Practice profile
derived from the filing of Jul 28, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $64.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 70derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.5MderivedHNW RAUM over HNW clients
- Average account
- $322,762derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.9derivedItem 5.A over advisors
- Advisors per office
- 7.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- -100%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.2%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$324M72%
- Individuals$114M25%
- Corporations and businesses$7.7M1.7%
- Charitable organizations$7.4M1.6%
- Individual clients
- 360reported
- HNW clients
- 128reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,404reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| E••••• L•• W••• | Kirkland, Wa | Mar 14, 2007 | 29 y | 1 |
| R••••• W••• G••••Chartered Financial Consultant | Kirkland, Wa | Jun 18, 2007 | 32 y | 0 |
| J•••• H••••• W•••••• | Kirkland, Wa | Oct 12, 2010 | 23 y | 1 |
| R••••• D•••• M••••• | Kirkland, Wa | Aug 15, 2017 | 13 y | 0 |
| C••••••••• E••••• S••••••••• | Kirkland, Wa | Nov 28, 2023 | 10 y | 9 |
| C•••••• M• B•••• | Kirkland, Wa | May 3, 2024 | 10 y | 1 |
| K••••• A•• C•••••Certified Financial Planner | Kirkland, Wa | Jan 22, 2026 | 10 y | 4 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- B•••• D•••••• G••••••• to F••• C•••••Feb 28, 2022 · RIA to a state-registered adviser
Joined, latest
- K••••• A•• C••••• from O•••• W•••••• I•••Jan 22, 2026 · Affiliated broker-dealer or bank to independent RIA
- C•••••• M• B•••• from E••••• J••••May 3, 2024 · Affiliated broker-dealer or bank to independent RIA
- C••••••••• E••••• S••••••••• from C•••••• S••••• • C••• I•••Nov 28, 2023 · Affiliated broker-dealer or bank to independent RIA
- B•••• D•••••• G••••••• from F••• C••••• F••••••••• L••Jul 20, 2016 · Other
- J•••• H••••• W•••••• from H•••••• C•••••• A••••••• I•••Oct 12, 2010 · Other
- E••••• L•• W••• from M•••••••• L••Mar 14, 2007 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- W•••• E•••••• L•• · Managing Member/Chief Compliance Officercontrolsince 02/2007 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Kirkland, Wa · principal | 7 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- advisor count dropChange between filings · filing Mar 31, 2026advisory representatives (Item 5.B.3) moved from 5.0 to 0.0 (-100.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was 0.0% (965 comparable advisers, 0.0th percentile of changes)peers: independent wealth managers, $100M to $500M (965) · 0.0% percentile
What changed
consecutive filings, newest first
- Accounts · 1,384 to 1,404May 4, 2026 to Jul 28, 2026
- Discretionary RAUM · $433M to $453MMay 4, 2026 to Jul 28, 2026
- HNW RAUM · $310M to $324MMay 4, 2026 to Jul 28, 2026
- Individual RAUM · $109M to $114MMay 4, 2026 to Jul 28, 2026
- RAUM · $433M to $453MMay 4, 2026 to Jul 28, 2026
- Accounts · 1,302 to 1,384Mar 31, 2025 to Mar 31, 2026
- Advisory employees · 5 to 6Mar 31, 2025 to Mar 31, 2026
- Advisory activities · 4 to 3Mar 31, 2025 to Mar 31, 2026
- HNW clients · 97 to 128Mar 31, 2025 to Mar 31, 2026
- Individual clients · 390 to 360Mar 31, 2025 to Mar 31, 2026
- Employees · 5 to 6Mar 31, 2025 to Mar 31, 2026
- Insurance-licensed employees · 5 to 0Mar 31, 2025 to Mar 31, 2026
- State-registered IARs · 5 to 0Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $364M to $433MMar 31, 2025 to Mar 31, 2026
- HNW RAUM · $224M to $310MMar 31, 2025 to Mar 31, 2026
- Individual RAUM · $142M to $109MMar 31, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $2.3M to $44Mar 31, 2025 to Mar 31, 2026
- RAUM · $367M to $433MMar 31, 2025 to Mar 31, 2026
- Accounts · 1,036 to 1,302Apr 3, 2024 to Mar 31, 2025
- HNW clients · 88 to 97Apr 3, 2024 to Mar 31, 2025
- Individual clients · 373 to 390Apr 3, 2024 to Mar 31, 2025
- Financial planning clients · 1-10 to 1-10Apr 3, 2024 to Mar 31, 2025
- Discretionary RAUM · $321M to $364MApr 3, 2024 to Mar 31, 2025
- HNW RAUM · $192M to $224MApr 3, 2024 to Mar 31, 2025
- Individual RAUM · $129M to $142MApr 3, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $0 to $2.3MApr 3, 2024 to Mar 31, 2025
- RAUM · $321M to $367MApr 3, 2024 to Mar 31, 2025
- Accounts · 1,064 to 1,036Apr 4, 2023 to Apr 3, 2024
- HNW clients · 92 to 88Apr 4, 2023 to Apr 3, 2024
- Individual clients · 278 to 373Apr 4, 2023 to Apr 3, 2024
- Discretionary RAUM · $305M to $321MApr 4, 2023 to Apr 3, 2024
- HNW RAUM · $183M to $192MApr 4, 2023 to Apr 3, 2024
- Individual RAUM · $122M to $129MApr 4, 2023 to Apr 3, 2024
- Non-discretionary RAUM · $166,617 to $0Apr 4, 2023 to Apr 3, 2024
- RAUM · $306M to $321MApr 4, 2023 to Apr 3, 2024
- Accounts · 984 to 1,064Apr 4, 2022 to Apr 4, 2023
- Advisory employees · 4 to 5Apr 4, 2022 to Apr 4, 2023
- HNW clients · 111 to 92Apr 4, 2022 to Apr 4, 2023
- Individual clients · 248 to 278Apr 4, 2022 to Apr 4, 2023
- Employees · 4 to 5Apr 4, 2022 to Apr 4, 2023
Signals
2 dated events
- R••••••••• F•••••••• reported RAUM $305.7M, down 26% from $412.6M (2022-04-04 to 2023-04-04)Apr 4, 2023 · RAUM change · derived
- B•••• D•••••• G••••••• left R••••••••• F•••••••• for F••• C••••• (registered 2022-06-08)Feb 28, 2022 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@r•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- ed@r•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- bob@r•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 425-296-1612reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 800-671-1153reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 425-296-1611reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 452-296-1611reportedpublic record, Form ADV, Jul 28, 2026
- Contact form
- robinswoodfinancial.com/about/contact-informationreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- robinswoodfinancial.com/about/our-advisorsreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $64.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026