DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Rosenblum Silverman Sutton Sf Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Margaret Ann Dolan | Rosenblum Silverman Sutton Sf Inc independent RIA | Financial Planning Solutions, LLC independent RIA | RIA to RIA | May 3, 2021 | Jun 21, 2022 (414 d) |
| Tobi Anne Mason | Rosenblum Silverman Sutton Sf Inc independent RIA | Trillium Asset Management mixed wealth | RIA to RIA | Jun 9, 2020 | Mar 18, 2022 (647 d) |
| Michael Whitney Stephens | Rosenblum Silverman Sutton Sf Inc other | Parallel Advisors, LLC other | Other | Oct 16, 2015 | Sep 18, 2015 |
Page 1 of 1
3 moves match.