DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Holt-Smith Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ryan Daniel Erickson | Holt-Smith Advisors other | Banyan Partners, LLC other | Other | Oct 30, 2013 | Oct 16, 2013 |
| Noel David Goeddel | Holt-Smith Advisors other | Isthmus Partners, LLC other | Other | Aug 23, 2012 | May 26, 2016 (1372 d) |
| Jason Wayne Joanis | Holt-Smith Advisors other | M&I Investment Management Corp. other | Other | Sep 7, 2007 | Feb 16, 2010 (893 d) |
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3 moves match.