DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Asset Management Advisors Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Karen SotallaroAsset Management Advisors Inc independent RIAOak Harvest Investment Services independent RIARIA to RIAAug 25, 2021Jun 2, 2021
Donna Jean MedcalfAsset Management Advisors Inc independent RIAGranite Harbor Advisors, Inc. independent RIARIA to RIAJul 10, 2018Jul 13, 2018
Jonathan Rowe SalvatoAsset Management Advisors Inc otherInvestec Wealth Strategies otherOtherFeb 26, 2018Mar 13, 2018
Shannon Jon PikeAsset Management Advisors Inc otherTanglewood Legacy Advisors, LLC otherOtherJan 8, 2016May 13, 2016 (126 d)
Michelle Pamela ConnellAsset Management Advisors Inc otherMission Hill Advisors, LLC no RAUMOtherDec 13, 2013Dec 2, 2015 (719 d)
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5 moves match.