DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Chess Financial Corp
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Bradley Earl Turner | Chess Financial Corp other | Clearstead; Clearstead Advisory Solutions other | Other | Mar 30, 2012 | Apr 2, 2012 |
| John (Nmn) Marino | Chess Financial Corp other | Clearstead; Clearstead Advisory Solutions other | Other | Mar 30, 2012 | Mar 30, 2012 |
| Michael Stephen Dearden | Chess Financial Corp other | Clearstead; Clearstead Advisory Solutions other | Other | Mar 30, 2012 | Apr 2, 2012 |
| Steven Francis Wolken | Chess Financial Corp other | Clearstead; Clearstead Advisory Solutions other | Other | Mar 30, 2012 | Apr 2, 2012 |
| Andrew Jacob Riffle | Chess Financial Corp other | Citigroup Global Markets Inc. other | Other | Nov 12, 2008 | Mar 11, 2009 (119 d) |
| Michael Thomas Novak | Chess Financial Corp other | Wellspring Family Office other | Other | Feb 27, 2007 | May 22, 2007 (84 d) |
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6 moves match.