DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Smith Group Asset Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Tiffany Orcutt | Smith Group Asset Management institutional | Cantor Fitzgerald Investment Advisors mixed wealth | Other | Oct 5, 2021 | Feb 7, 2023 (490 d) |
| Jesse Luis Carranza | Smith Group Asset Management other | Usaa Investment Services Company other | Other | Sep 7, 2017 | Oct 2, 2017 |
| Royce Wesley Medlin | Smith Group Asset Management other | Lazard Asset Management LLC other | Other | Jan 3, 2011 | Jan 10, 2011 |
| Julie K Gerron | Smith Group Asset Management other | Discovery Management, Ltd. unclassified | Other | Jan 7, 2004 | Apr 8, 2002 |
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4 moves match.