DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Retirement Investment Advisors Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Sylvia Leigh Sterling | Retirement Investment Advisors Inc independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 20, 2025 | Oct 17, 2025 |
| Jennifer Lynn Wallis | Retirement Investment Advisors Inc independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 15, 2023 | Aug 18, 2025 (703 d) |
| Alyssa Ann Kaiser | Retirement Investment Advisors Inc independent RIA | Wto Advisors, LLC state registered | RIA to a state-registered adviser | May 12, 2022 | Mar 7, 2022 |
| Melinda Warren | Retirement Investment Advisors Inc other | Hughes Warren, Inc. other | Other | Dec 5, 2007 | Nov 15, 2007 |
| Theodore John Hughes | Retirement Investment Advisors Inc other | Hughes Warren, Inc. other | Other | Dec 5, 2007 | Nov 15, 2007 |
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5 moves match.