DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Singer Xenos Schechter Sosler Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Faith Read Xenos | Singer Xenos Schechter Sosler Wealth Management independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Jun 11, 2019 | Jun 5, 2019 |
| Marc Harris Singer | Singer Xenos Schechter Sosler Wealth Management independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Jun 11, 2019 | Jun 7, 2019 |
| Juda Eli Schechter | Singer Xenos Schechter Sosler Wealth Management independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Jun 11, 2019 | Jul 17, 2019 (36 d) |
| Neil Robert Sosler | Singer Xenos Schechter Sosler Wealth Management independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Jun 11, 2019 | Jun 6, 2019 |
| Lonny Seth Greenberg | Singer Xenos Schechter Sosler Wealth Management independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Jun 11, 2019 | Jun 6, 2019 |
| Alejandro Zayas | Singer Xenos Schechter Sosler Wealth Management independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Jun 11, 2019 | Jun 5, 2019 |
| Marc Freitag | Singer Xenos Schechter Sosler Wealth Management other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Apr 1, 2016 | Aug 22, 2016 (143 d) |
| Catherina Marlene Pareto | Singer Xenos Schechter Sosler Wealth Management other | Investor Solutions other | Other | May 1, 2003 | May 22, 2003 |
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8 moves match.