DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from New England Capital

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Christopher Booth MilneNew England Capital independent RIASt. Germain Investment Management independent RIARIA to RIAJan 4, 2021Mar 16, 2020
Sylvia Mendoza CallanNew England Capital independent RIASt. Germain Investment Management independent RIARIA to RIAJan 4, 2021Feb 11, 2020
Joshua David BedellNew England Capital independent RIASt. Germain Investment Management independent RIARIA to RIAJan 4, 2021Feb 11, 2020
Dennis C MorinNew England Capital independent RIASt. Germain Investment Management independent RIARIA to RIAJan 4, 2021Feb 11, 2020
Philip Brian ChandlerNew England Capital independent RIARaymond James Financial Services Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankJun 6, 2019Jun 12, 2019
Stacie Lynn GiddingsNew England Capital independent RIATd Ameritrade, Inc. no RAUMOtherMay 11, 2018Jun 28, 2018 (48 d)
Melissa Hope EinbergNew England Capital otherBuckingham Strategic Wealth, LLC otherOtherFeb 3, 2016May 31, 2016 (118 d)
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7 moves match.