DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Sector Capital Management, L.L.C.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kenneth Louis Riffle | Sector Capital Management, L.L.C. other | Tradewinds Global Investors, LLC other | Other | May 18, 2015 | Mar 31, 2015 |
| Reed David Walters | Sector Capital Management, L.L.C. other | Tradewinds Global Investors, LLC other | Other | May 18, 2015 | Mar 31, 2015 |
| William Lewis Gurner | Sector Capital Management, L.L.C. other | Tradewinds Global Investors, LLC other | Other | May 18, 2015 | Mar 31, 2015 |
| Kenneth Louis Riffle | Sector Capital Management, L.L.C. other | Highland Capital Management, LLC other | Other | Oct 16, 2013 | Jun 18, 2013 |
| Reed David Walters | Sector Capital Management, L.L.C. other | Highland Capital Management, LLC other | Other | Oct 16, 2013 | Apr 15, 2013 |
| Michael Vaughn Antley | Sector Capital Management, L.L.C. other | Argent Advisors, Inc. other | Other | May 29, 2013 | Apr 16, 2012 |
| Mellio Joseph Sulipeck | Sector Capital Management, L.L.C. other | Fcg Investment Company mixed wealth | Other | Sep 27, 2010 | Jan 19, 2023 (4497 d) |
Page 1 of 1
7 moves match.