DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Williams, Jones & Associates, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Nancy Lee Kokolj | Williams, Jones & Associates, LLC independent RIA | Williams Jones Wealth Management, LLC independent RIA | RIA to RIA | Aug 23, 2019 | Sep 5, 2019 |
| Thomas Haskell Maccowatt | Williams, Jones & Associates, LLC independent RIA | Williams Jones Wealth Management, LLC independent RIA | RIA to RIA | Aug 23, 2019 | Jan 1, 2025 (1958 d) |
| William Pickering Jones, Jr. | Williams, Jones & Associates, LLC independent RIA | Williams Jones Wealth Management, LLC independent RIA | RIA to RIA | Aug 23, 2019 | Aug 23, 2019 |
| David Allan Rosenfeld | Williams, Jones & Associates, LLC independent RIA | Williams Jones Wealth Management, LLC independent RIA | RIA to RIA | Aug 23, 2019 | Jan 10, 2020 (140 d) |
| Lyman Delano | Williams, Jones & Associates, LLC other | Beck, Mack & Oliver LLC independent RIA | Other | Jun 3, 2011 | Jun 28, 2021 (3678 d) |
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5 moves match.