DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Financial Consulate
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Alexander Robert Price | Financial Consulate independent RIA | Wms Partners, LLC independent RIA | RIA to RIA | Nov 11, 2021 | Mar 22, 2022 (131 d) |
| Robert Lindstrom | Financial Consulate independent RIA | Provision Financial Planning state registered | RIA to a state-registered adviser | Jul 23, 2019 | Aug 21, 2019 |
| Thomas Vincent Bonvissuto | Financial Consulate independent RIA | Intero Financial Planning, LLC state registered | RIA to a state-registered adviser | Jan 16, 2019 | Aug 30, 2019 (226 d) |
| Ryan Andrew Fox | Financial Consulate other | Financial Advisory Services, LLC other | Other | Feb 10, 2015 | May 12, 2015 (91 d) |
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4 moves match.