DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Dominion Portfolio Management, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Doug Scott GraumannDominion Portfolio Management, Inc. independent RIAChelsea Advisory Services, Inc independent RIARIA to RIASep 10, 2026Aug 27, 2026
Billy Wayne ClementsDominion Portfolio Management, Inc. independent RIAFinancial Security Services Group, Inc. state registeredRIA to a state-registered adviserDec 31, 2023May 15, 2024 (136 d)
Phillip Deere BryantDominion Portfolio Management, Inc. independent RIAStonebridge Investment Advisors, LLC unclassifiedOtherJun 30, 2021Jul 21, 2020
Robert Addison CaldwellDominion Portfolio Management, Inc. independent RIAStonebridge Investment Advisors, LLC unclassifiedOtherJun 30, 2021Aug 31, 2020
Kimberly Ann MeltonDominion Portfolio Management, Inc. independent RIAStonebridge Investment Advisors, LLC unclassifiedOtherJun 30, 2021Jul 21, 2020
Richard Lynn HavardDominion Portfolio Management, Inc. independent RIAGqo Investment Advisors, Inc. state registeredRIA to a state-registered adviserApr 1, 2020Mar 26, 2022 (724 d)
Denice Rene LandDominion Portfolio Management, Inc. independent RIACambridge Investment Research Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJul 24, 2019Apr 17, 2024 (1729 d)
Joe Carroll RustDominion Portfolio Management, Inc. otherDavidson Capital Management, Inc otherOtherJul 3, 2017Jul 11, 2017
Kathy Lynne ColbyDominion Portfolio Management, Inc. otherUSA Financial Securities LLC otherOtherFeb 29, 2016Mar 2, 2016
Frederick Michael HanishDominion Portfolio Management, Inc. otherH.I.P. Wealth Advisors, LLC unclassifiedOtherJul 7, 2014Apr 21, 2014
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10 moves match.