DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Regency Investment Advisors Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Judson Ray Myers | Regency Investment Advisors Inc independent RIA | Plancorp, LLC independent RIA | RIA to RIA | Apr 7, 2026 | Apr 1, 2026 |
| Christopher Louis Comstock | Regency Investment Advisors Inc independent RIA | Plancorp, LLC independent RIA | RIA to RIA | Apr 7, 2026 | Apr 1, 2026 |
| Ryan John Barnes | Regency Investment Advisors Inc independent RIA | Plancorp, LLC independent RIA | RIA to RIA | Apr 7, 2026 | Apr 1, 2026 |
| Wade Allan Wallace | Regency Investment Advisors Inc independent RIA | Plancorp, LLC independent RIA | RIA to RIA | Apr 7, 2026 | Apr 1, 2026 |
| Noah Joseph Menezes | Regency Investment Advisors Inc independent RIA | Plancorp, LLC independent RIA | RIA to RIA | Apr 7, 2026 | Apr 1, 2026 |
| Russell Stalin Maltes | Regency Investment Advisors Inc independent RIA | Simplifiedfp state registered | RIA to a state-registered adviser | Nov 7, 2025 | Oct 14, 2025 |
| Sarah Juliet Nadiri | Regency Investment Advisors Inc independent RIA | Hub Investment Partners, LLC other | Other | Jun 14, 2021 | Aug 1, 2021 (48 d) |
| Elizabeth Marie Lopez | Regency Investment Advisors Inc independent RIA | Usi Advisors institutional | Other | Nov 23, 2020 | Jan 1, 2025 (1500 d) |
| Alexander Amundson | Regency Investment Advisors Inc independent RIA | Mariner Advisor Network independent RIA | RIA to RIA | Mar 1, 2019 | Jul 26, 2019 (147 d) |
| Andrew Wayne Mcfadden | Regency Investment Advisors Inc other | Panoramic Financial state registered | Other | May 21, 2014 | Aug 7, 2014 (78 d) |
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10 moves match.