DFX Intelligence
RIA Intelligence
Advisor moves
Departures from Fcm Investments
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Zheng Wu | Fcm Investments independent RIA | Trailhead Pacific, LLC state registered | RIA to a state-registered adviser | Mar 19, 2018 | Apr 12, 2018 |
| David Vaughan Lewis | Fcm Investments other | Montlake Capital Management, LLC state registered | Other | Nov 14, 2017 | Apr 11, 2018 (148 d) |
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2 moves match.