DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Maddock Financial, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mark Anthony Schumacher | Maddock Financial, LLC independent RIA | Howland Capital Management LLC independent RIA | RIA to RIA | May 3, 2021 | Sep 11, 2021 (131 d) |
| Martin Noonan Holt | Maddock Financial, LLC other | Scottrade Investment Management other | Other | Oct 29, 2014 | Apr 28, 2016 (547 d) |
| Ryan Buckley Williams | Maddock Financial, LLC other | Iron Chest Financial, LLC unclassified | Other | Mar 27, 2013 | Mar 18, 2013 |
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3 moves match.