DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Nisa Investment Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kiana Mason | Nisa Investment Advisors, LLC institutional | Allworth Financial, L.P. BD affiliated | Other | Jun 27, 2025 | Apr 10, 2026 (287 d) |
| Alexander Alfred Watson | Nisa Investment Advisors, LLC institutional | Hanson & Doremus Investment Management independent RIA | Other | Jul 9, 2018 | Dec 10, 2018 (154 d) |
| Gideon Ozik | Nisa Investment Advisors, LLC other | Mkt Mediastats, LLC state registered | Other | Aug 16, 2006 | Jun 5, 2024 (6503 d) |
| James John Kragenbring | Nisa Investment Advisors, LLC other | Aquifer Capital, LLC state registered | Other | Dec 8, 2003 | May 17, 2013 (3448 d) |
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4 moves match.