DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from First Financial Consulting
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Linda Carol Neuenburg | First Financial Consulting state registered | Park Avenue Securities LLC BD affiliated | Other | Feb 25, 2022 | Jan 26, 2022 |
| Joshua Daniel Garcia | First Financial Consulting state registered | Cgn Advisors, LLC other | Other | Dec 23, 2013 | May 16, 2013 |
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2 moves match.