DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Mutual Fund Management Co
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Frank Stephen Arvai | Mutual Fund Management Co independent RIA | William Mack & Associates Inc independent RIA | RIA to RIA | Dec 31, 2018 | May 22, 2019 (142 d) |
| Richard Jakob Keil | Mutual Fund Management Co independent RIA | William Mack & Associates Inc independent RIA | RIA to RIA | Dec 31, 2018 | Dec 18, 2024 (2179 d) |
| Kenneth Louis Klegon | Mutual Fund Management Co other | William Mack & Associates Inc other | Other | Mar 20, 2018 | Oct 28, 2017 |
Page 1 of 1
3 moves match.