DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Tingey Advisors Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Alan Burton Tingey | Tingey Advisors Inc independent RIA | Tingey Financial Group Inc. independent RIA | RIA to RIA | Feb 28, 2025 | Mar 3, 2025 |
| Kari Moon Brown | Tingey Advisors Inc other | Creative Planning independent RIA | Other | Jun 16, 2014 | Jul 26, 2024 (3693 d) |
| Clinton Croxall Cannon | Tingey Advisors Inc other | Smc Capital Management, Inc. unclassified | Other | Dec 4, 2008 | Jul 10, 2007 |
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3 moves match.