DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from 40/86 Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Robert Brian Pelkey | 40/86 Advisors, Inc. other | Capital Cities, LLC no RAUM | Other | Dec 31, 2008 | Oct 10, 2007 |
| Leo John Dierckman | 40/86 Advisors, Inc. other | Oppenheimer Asset Management other | Other | Dec 8, 2005 | Apr 25, 2006 (138 d) |
| Gregory James Hahn | 40/86 Advisors, Inc. other | Oppenheimer & Co. Inc. other | Other | Jul 5, 2005 | Jul 26, 2005 |
| Eric David Todd | 40/86 Advisors, Inc. other | Global Atlantic Investment Advisors, LLC no RAUM | Other | Nov 11, 2002 | Jun 12, 2013 (3866 d) |
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4 moves match.