DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Arista Wealth Advisors, Ltd

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Karin Jeanne LopezArista Wealth Advisors, Ltd independent RIAGraypoint LLC independent RIARIA to RIAMar 9, 2023Mar 15, 2023
Salvatore Michael Di CostanzoArista Wealth Advisors, Ltd independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankJan 5, 2023Jul 11, 2024 (553 d)
Anthony J SantoroArista Wealth Advisors, Ltd independent RIASimon Quick Advisors, LLC independent RIARIA to RIAAug 26, 2022Aug 31, 2022
Page 1 of 1
3 moves match.