DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Claremont Financial Group,Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Matthew John Turnbull | Claremont Financial Group,Inc. independent RIA | Turnbull Financial Services LLC state registered | RIA to a state-registered adviser | Oct 15, 2018 | Jan 25, 2019 (102 d) |
| Thuy Diem Nguyen | Claremont Financial Group,Inc. other | Associated Securities Corp. unclassified | Other | Jul 29, 2004 | Sep 29, 2004 (62 d) |
| Aryn Patrice Sands | Claremont Financial Group,Inc. other | Gold Coast Securities, Inc. other | Other | Apr 8, 2003 | Mar 24, 2003 |
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3 moves match.