DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Leavell Investment Management, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| William R Welden | Leavell Investment Management, Inc. independent RIA | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | RIA to wirehouse | Mar 10, 2023 | Apr 17, 2023 (38 d) |
| Kimberly Armbruster Davis | Leavell Investment Management, Inc. other | Sterne Agee Asset Management, Inc. other | Other | Nov 24, 2009 | Aug 2, 2010 (251 d) |
| Richard Mitchell | Leavell Investment Management, Inc. other | Mitchell, Mcleod, Pugh & Williams, Inc. other | Other | Feb 15, 2006 | Jan 18, 2007 (337 d) |
| Douglas Reed Mcleod | Leavell Investment Management, Inc. other | Mitchell, Mcleod, Pugh & Williams, Inc. other | Other | Feb 15, 2006 | Jan 24, 2007 (343 d) |
| Kyle Clarke Pugh | Leavell Investment Management, Inc. other | Mitchell, Mcleod, Pugh & Williams, Inc. other | Other | Feb 15, 2006 | Jan 19, 2007 (338 d) |
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5 moves match.