DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Peak Investment Management, Ltd
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Hannah Lynne Santa Cruz | Peak Investment Management, Ltd other | Investment Management Group other | Other | Sep 13, 2016 | Sep 13, 2016 |
| Geoffrey Edward Gilbert | Peak Investment Management, Ltd other | Inukshuk Investments, LLC state registered | Other | Apr 19, 2013 | Mar 25, 2013 |
| Jimmy Ray Huggins | Peak Investment Management, Ltd other | Diamond Investment Management Services, LLC state registered | Other | Jul 31, 2012 | Jun 7, 2012 |
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3 moves match.