DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Asset Advisory Group Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
David E WorkmanAsset Advisory Group Inc independent RIAMercer Global Advisors Inc. independent RIARIA to RIAJan 3, 2023Oct 31, 2022
Michael Elliott RaidtAsset Advisory Group Inc independent RIAMercer Global Advisors Inc. independent RIARIA to RIAJan 3, 2023Oct 31, 2022
Sarah Marie TenhundfeldAsset Advisory Group Inc independent RIAMercer Global Advisors Inc. independent RIARIA to RIAJan 3, 2023Nov 1, 2022
Danielle R SeurkampAsset Advisory Group Inc independent RIAWell Spent Wealth Planning state registeredRIA to a state-registered adviserJul 12, 2019Aug 22, 2019 (41 d)
Christine Lynn CarletonAsset Advisory Group Inc otherTruepoint, Inc. otherOtherJan 8, 2014May 18, 2016 (861 d)
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5 moves match.