DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Armstrong Shaw Associates Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jeffrey Mitchell Shaw | Armstrong Shaw Associates Inc. independent RIA | Round Rock Advisors LLC independent RIA | RIA to RIA | Jan 31, 2024 | Sep 21, 2023 |
| Craig Dan Jensen | Armstrong Shaw Associates Inc. other | Altium Wealth Management LLC other | Other | Mar 29, 2017 | May 10, 2017 (42 d) |
| Jennifer Thomas Becker | Armstrong Shaw Associates Inc. other | Mariner BD affiliated | Other | May 13, 2014 | Jan 9, 2020 (2067 d) |
| Stephan Jan Weinberger | Armstrong Shaw Associates Inc. other | Matrix Asset Advisors Inc independent RIA | Other | Mar 28, 2011 | Aug 20, 2021 (3798 d) |
| Todd William Crystal | Armstrong Shaw Associates Inc. other | Crystal Capital Advisors, LLC state registered | Other | Jan 26, 2004 | Nov 30, 2005 (674 d) |
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5 moves match.