DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Summit Family Wealth Counseling Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Joseph William Spada | Summit Family Wealth Counseling Inc no RAUM | Summit Financial, LLC BD affiliated | Other | Jul 25, 2012 | Jan 3, 2019 (2353 d) |
| David Richard Chepauskas | Summit Family Wealth Counseling Inc no RAUM | Summit Financial, LLC BD affiliated | Other | Jul 25, 2012 | Jan 3, 2019 (2353 d) |
| Michael Macdougal | Summit Family Wealth Counseling Inc no RAUM | Summit Financial, LLC BD affiliated | Other | Jul 25, 2012 | Jan 3, 2019 (2353 d) |
| Salvadore Robert Salvo | Summit Family Wealth Counseling Inc no RAUM | Summit Financial, LLC BD affiliated | Other | Jul 25, 2012 | Jan 3, 2019 (2353 d) |
| Howard Elliott Kaplan | Summit Family Wealth Counseling Inc no RAUM | LPL Financial LLC other | Other | Sep 15, 2010 | Jul 30, 2010 |
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5 moves match.