DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Old Port Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Clifford Patrick Ryan | Old Port Advisors independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 25, 2025 | May 27, 2025 |
| Sharon Perkins Bunker | Old Port Advisors independent RIA | Cambridge Investment Research Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 8, 2024 | Apr 24, 2024 (47 d) |
| James Olver Flower | Old Port Advisors other | H.M. Payson other | Other | Oct 7, 2015 | May 5, 2017 (576 d) |
| John Eric Warme | Old Port Advisors other | Citigroup Global Markets Inc. BD affiliated | Other | Oct 8, 2013 | Oct 26, 2022 (3305 d) |
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4 moves match.