DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Financial Management, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Carter William Lowe | Financial Management, Inc. independent RIA | Stephens BD affiliated | RIA to affiliated broker-dealer or bank | Oct 31, 2025 | Nov 5, 2025 |
| Michael Earl Peebles | Financial Management, Inc. other | Arvest Wealth Management other | Other | Oct 3, 2012 | Sep 18, 2012 |
Page 1 of 1
2 moves match.