DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from John E. Sestina And Company
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Matthew Michael Brandeburg | John E. Sestina And Company independent RIA | Meridian Wealth Management, LLC state registered | RIA to a state-registered adviser | Nov 22, 2022 | Nov 23, 2022 |
| Tad Alan Herrington | John E. Sestina And Company independent RIA | Clark Asset Management, LLC independent RIA | RIA to RIA | Jun 1, 2021 | Jun 2, 2021 |
| Mark Steven Coffey | John E. Sestina And Company other | Summit Financial Strategies Inc other | Other | Mar 26, 2012 | Jul 8, 2010 |
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3 moves match.