DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C•••• A•••• M••••••••• L••
Latest filing Apr 22, 2026
First filing on the tape Feb 5, 2021 · 16 filings
SEC status approved since Mar 8, 2021
RAUM
$1.3B
reported, Item 5.F
Discretionary
95%
of RAUM
Private clients
100%
$1.3B individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$189M
derived; firm RAUM over IAPD count
Employees
9
6 advisory (5.B.1)
Offices
5
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$1.3B as of Apr 22, 2026
Mar 15, 2021$103M then
HNW client RAUM$1.3B as of Apr 22, 2026
Mar 15, 2021$95.6M then
State-registered IARs (5.B.3)6 as of Apr 22, 2026
Mar 15, 20213 then
Employees (5.A)9 as of Apr 22, 2026
Mar 15, 20214 then
Private funds: no history
RAUM +70% over the last fiscal year+68% a year over threeIARs 6 to 6offices 4 to 5
Practice profile
derived from the filing of Apr 22, 2026; every figure names its basis
- RAUM per advisor
- $189MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 39derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.9MderivedHNW RAUM over HNW clients
- Average account
- $785,598derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 95%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 1.2derived6 offices incl. principal (1.F.5)
- RAUM growth, one year
- +70%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +25%derived
- Compensation
- fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.3B100%
- Individuals$5.9M0.4%
- Individual clients
- 8reported
- HNW clients
- 267reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,686reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| B•••••• A••••••• C••••Certified Financial Planner | Stratham, Nh | Aug 15, 2016 | 13 y | 1 |
| M•••••• A• L•••Certified Financial Planner | Stratham, Nh | Aug 28, 2023 | 11 y | 2 |
| N••• T••• H••••• | Ontario, Ny | Jan 2, 2024 | 21 y | 2 |
| K••• J••• M••••••Certified Financial Planner | Billings, Mt | Apr 1, 2025 | 11 y | 1 |
| G•••••• J••••• B••••Certified Financial Planner | Palmetto, Fl | Sep 17, 2025 | 15 y | 2 |
| D••••••• D••••• H•••••Certified Financial Planner | Simpsonville, Sc | Apr 3, 2026 | 18 y | 5 |
| E••• P••••• M••••••Certified Financial Planner | Stratham, Nh | Apr 10, 2026 | 14 y | 5 |
Advisor movement
0 left, 2 joined in 12 months
net +2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount3 left over 36 months
Left, latest
- R••• P•••••• M••• to Q• A•••••••• L••May 23, 2025 · Other
- C••••••••• S••• B•••• to R••• F•••••••• P•••••••Feb 7, 2025 · RIA to RIA
- M•••• G••••••••• to C••••••••• F•••••••• N••••••Oct 11, 2023 · RIA to affiliated broker-dealer or bank
- T•• A••• H••••••••• to S•• P•••••••• L••Sep 8, 2022 · RIA to RIA
- D••••••• D••••• H••••• to B•••••••• F••••••••Jun 8, 2020 · Other
- P••••••• A•• K•••••• to I••••••• F•••••••• P•••••••Mar 9, 2020 · RIA to a state-registered adviser
Joined, latest
- E••• P••••• M•••••• from C•••••• W••••• M•••••••••Apr 10, 2026 · RIA to RIA
- D••••••• D••••• H••••• from O••••• I••••••••• A••••••• L••Apr 3, 2026 · Other
- G•••••• J••••• B•••• from C•••••• S••••• • C••• I•••Sep 17, 2025 · Affiliated broker-dealer or bank to independent RIA
- R••• P•••••• M••• from C••••••• C•••••• W••••• A•••••••Apr 22, 2025 · RIA to RIA
- K••• J••• M•••••• from I••••••••• M••••••••• G••••Apr 1, 2025 · Other
- C••••••••• S••• B•••• from M•••••• I•••••••••Aug 8, 2024 · RIA to RIA
- N••• T••• H••••• from C••••••••• C•••••• A•••••••• L••Jan 2, 2024 · RIA to RIA
- M•••••• A• L••• from R••••••••• A•••••••Aug 28, 2023 · RIA to RIA
- M•••• G••••••••• from C••••••••• F•••••••• N••••••Jul 7, 2023 · Affiliated broker-dealer or bank to independent RIA
- T•• A••• H••••••••• from J••• E• S•••••• A•• C••••••Jun 2, 2021 · RIA to RIA
- P••••••• A•• K•••••• from L•• F•••••••• L••Apr 25, 2019 · RIA to RIA
- D••••••• D••••• H••••• from F••••••• I••••••••• A••••••• S•••••••• L••Nov 20, 2018 · Other
- B•••••• A••••••• C•••• from R••••••• F••••••••• L••Aug 15, 2016 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••• B••••••• A••••••• · President And Chief Compliance Officercontrolsince 06/2016 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Stratham, Nh | 7 | 2 | 0 | ||
| Reno, Nv | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Andover, MA1 employees
- Arlington, TX1 employees
- Waltham, MA1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Apr 22, 2026RAUM (Item 5.F) moved from $778,339,310 to $1,324,519,058 (+70.0%) between the annual amendments of 2025-03-20 and 2026-04-22; the peer median change was +17.0% (1298 comparable advisers, 96.0th percentile of changes)peers: WEALTH_I•••••••••, $1B to $5B (1,298) · 96% percentile
- account count surgeChange between filings · filing Apr 22, 2026accounts (Item 5.F.2.f) moved from 955.0 to 1,686.0 (+77.0%) between the annual amendments of 2025-03-20 and 2026-04-22; the peer median change was +6.0% (1206 comparable advisers, 95.0th percentile of changes)peers: WEALTH_I•••••••••, $1B to $5B (1,206) · 95% percentile
What changed
consecutive filings, newest first
- Accounts · 955 to 1,686Sep 2, 2025 to Mar 29, 2026
- Advisory activities · 2 to 3Sep 2, 2025 to Mar 29, 2026
- HNW clients · 213 to 267Sep 2, 2025 to Mar 29, 2026
- Individual clients · 7 to 8Sep 2, 2025 to Mar 29, 2026
- Financial planning clients · 101-250 to 251-500Sep 2, 2025 to Mar 29, 2026
- Other offices · 4 to 5Sep 2, 2025 to Mar 29, 2026
- Discretionary RAUM · $750M to $1.3BSep 2, 2025 to Mar 29, 2026
- HNW RAUM · $774M to $1.3BSep 2, 2025 to Mar 29, 2026
- Individual RAUM · $4.8M to $5.9MSep 2, 2025 to Mar 29, 2026
- Non-discretionary RAUM · $28.4M to $67.1MSep 2, 2025 to Mar 29, 2026
- RAUM · $778M to $1.3BSep 2, 2025 to Mar 29, 2026
- Accounts · 633 to 955Jul 30, 2024 to Mar 20, 2025
- Advisory employees · 4 to 6Jul 30, 2024 to Mar 20, 2025
- HNW clients · 110 to 213Jul 30, 2024 to Mar 20, 2025
- Individual clients · 8 to 7Jul 30, 2024 to Mar 20, 2025
- Employees · 8 to 9Jul 30, 2024 to Mar 20, 2025
- Financial planning clients · 101-250 to 101-250Jul 30, 2024 to Mar 20, 2025
- HQ city · PORTSMOUTH to Jul 30, 2024 to Mar 20, 2025
- HQ state · NH to Jul 30, 2024 to Mar 20, 2025
- State-registered IARs · 4 to 6Jul 30, 2024 to Mar 20, 2025
- Other offices · 3 to 4Jul 30, 2024 to Mar 20, 2025
- Discretionary RAUM · $439M to $750MJul 30, 2024 to Mar 20, 2025
- HNW RAUM · $454M to $774MJul 30, 2024 to Mar 20, 2025
- Individual RAUM · $3.6M to $4.8MJul 30, 2024 to Mar 20, 2025
- Non-discretionary RAUM · $18.4M to $28.4MJul 30, 2024 to Mar 20, 2025
- RAUM · $457M to $778MJul 30, 2024 to Mar 20, 2025
- Accounts · 386 to 633Jan 2, 2024 to Feb 29, 2024
- Advisory employees · 3 to 4Jan 2, 2024 to Feb 29, 2024
- HNW clients · 83 to 110Jan 2, 2024 to Feb 29, 2024
- Individual clients · 2 to 8Jan 2, 2024 to Feb 29, 2024
- Assets in custody · $13.8M to $123MJan 2, 2024 to Feb 29, 2024
- Custody of client assets · true to falseJan 2, 2024 to Feb 29, 2024
- Insurance-licensed employees · 1 to 0Jan 2, 2024 to Feb 29, 2024
- State-registered IARs · 3 to 4Jan 2, 2024 to Feb 29, 2024
- Other offices · 4 to 3Jan 2, 2024 to Feb 29, 2024
- Discretionary RAUM · $278M to $439MJan 2, 2024 to Feb 29, 2024
- HNW RAUM · $281M to $454MJan 2, 2024 to Feb 29, 2024
- Individual RAUM · $1.3M to $3.6MJan 2, 2024 to Feb 29, 2024
- Non-discretionary RAUM · $3.4M to $18.4MJan 2, 2024 to Feb 29, 2024
- RAUM · $282M to $457MJan 2, 2024 to Feb 29, 2024
Signals
9 dated events
- C•••• A•••• M••••••••• L•• reported RAUM $1.3B, up 70% from $778.3M (2025-09-02 to 2026-03-29)Mar 29, 2026 · RAUM change · derived
- R••• P•••••• M••• left C•••• A•••• M••••••••• L•• for Q• A•••••••• L•• (registered 2025-08-27)May 23, 2025 · Advisor changed firm · fact
- C•••• A•••• M••••••••• L•• reported RAUM $778.3M, up 70% from $457.3M (2024-07-30 to 2025-03-20)Mar 20, 2025 · RAUM change · derived
- C••••••••• S••• B•••• left C•••• A•••• M••••••••• L•• for R••• F•••••••• P••••••• (registered 2025-03-06)Feb 7, 2025 · Advisor changed firm · fact
- C•••• A•••• M••••••••• L•• reported RAUM $457.3M, up 62% from $281.8M (2024-01-02 to 2024-02-29)Feb 29, 2024 · RAUM change · derived
- M•••• G••••••••• left C•••• A•••• M••••••••• L•• for C••••••••• F•••••••• N•••••• (registered 2024-01-02)Oct 11, 2023 · Advisor changed firm · fact
- Matthew Charles Smith no longer registered at C•••• A•••• M••••••••• L••; no later IA registration on IAPDSep 12, 2022 · Advisor departure · fact
- T•• A••• H••••••••• left C•••• A•••• M••••••••• L•• for S•• P•••••••• L•• (registered 2023-07-10)Sep 8, 2022 · Advisor changed firm · fact
- C•••• A•••• M••••••••• L•• filed its initial SEC registration (Form ADV)Feb 5, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- paige@bradleyclark.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 800-254-4264reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- B••••••C••••.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 603-237-1341reportedpublic record, Form ADV, Apr 22, 2026
- Contact form
- bradleyclark.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- bradleyclark.com/about/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $189Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026