DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from J.E. Simmons & Co., P.C.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Evan David Koch | J.E. Simmons & Co., P.C. mixed wealth | Edk Advisory state registered | RIA to a state-registered adviser | Apr 10, 2018 | Feb 8, 2018 |
| Joshua Glen Palmer | J.E. Simmons & Co., P.C. other | Securities America Advisors, Inc. other | Other | Nov 5, 2007 | Nov 12, 2007 |
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2 moves match.