DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Halpern Financial, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Ted Stephen HalpernHalpern Financial, Inc. independent RIAIfocus Financial, LLC unclassifiedOtherOct 8, 2024Jan 12, 2011
Daniel Jon TrumbowerHalpern Financial, Inc. independent RIAMai Capital Management, LLC independent RIARIA to RIAOct 8, 2024Oct 11, 2024
Melissa Guevara SotudehHalpern Financial, Inc. independent RIAMai Capital Management, LLC independent RIARIA to RIAOct 8, 2024Oct 11, 2024
Kirsty Jane PeevHalpern Financial, Inc. independent RIAMai Capital Management, LLC independent RIARIA to RIAOct 8, 2024Oct 11, 2024
Jennifer Mary DavisHalpern Financial, Inc. independent RIAMai Capital Management, LLC independent RIARIA to RIAOct 8, 2024Oct 17, 2024
Cody JamesHalpern Financial, Inc. independent RIAMai Capital Management, LLC independent RIARIA to RIAOct 8, 2024Oct 11, 2024
David Michael LeoneHalpern Financial, Inc. independent RIAForefront independent RIARIA to RIAAug 22, 2024Aug 27, 2024
Aaron Wayne ClarkeHalpern Financial, Inc. independent RIAOrigin Investment Advisory LLC independent RIARIA to RIAMay 24, 2022Jun 28, 2022 (35 d)
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8 moves match.