DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Vickerman & Driscoll Financial Advisors,Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael James Vickerman | Vickerman & Driscoll Financial Advisors,Inc. independent RIA | Ten Capital Wealth Advisors, LLC independent RIA | RIA to RIA | Jul 27, 2020 | Jul 28, 2020 |
| Amy Jo Van Lierop | Vickerman & Driscoll Financial Advisors,Inc. independent RIA | Ten Capital Wealth Advisors, LLC independent RIA | RIA to RIA | Jul 27, 2020 | Jul 28, 2020 |
| James Carl Czirr | Vickerman & Driscoll Financial Advisors,Inc. independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jun 16, 2020 | Jan 7, 2021 (205 d) |
| Gregg Allan Larson | Vickerman & Driscoll Financial Advisors,Inc. other | Ameriprise Financial Services, LLC national BD | Other | Jun 16, 2009 | Jul 22, 2009 (36 d) |
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4 moves match.