DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Tricapital Advisors Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael J Burke | Tricapital Advisors Inc other | Wealthspire Advisors other | Other | Feb 7, 2017 | Mar 10, 2017 (31 d) |
| Limin Lee | Tricapital Advisors Inc other | Wealthspire Advisors other | Other | Feb 7, 2017 | Feb 15, 2017 |
| Donald Brooke Farren | Tricapital Advisors Inc other | Wealthspire Advisors other | Other | Feb 7, 2017 | Feb 15, 2017 |
| Bart Joseph Lanman | Tricapital Advisors Inc other | Wealthspire Advisors other | Other | Feb 7, 2017 | Feb 15, 2017 |
| Charles Edward Donalies | Tricapital Advisors Inc other | Donalies Financial Planning, LLC independent RIA | Other | Sep 29, 2015 | Dec 13, 2023 (2997 d) |
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5 moves match.